Compliance Audit

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BAFA subsidy

Find out more about funding: www.bafa.de/EN

The days of compliance applying only to corporates in regulated industries are long gone. In fact, solid compliance structures have become indispensible for all companies regardless of size, maturity and industry and with compliance audits forming an essential part of effective compliance management. Not sure where best to start? We package compliance audits as easily accessible professional consulting service bouquets (incl. the appointment of a data protection officer, setting up and maintaining internal guidelines and processes).

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Value added to your business

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What is Our Auditing Scope?

The audit scopes vary in accordance with business size, industry & organisation.*

Example: Are there processes, which ensure that GDPR prescripts are upheld?

Example: Does your company have internal regulations pertaining to tax planning?

Example: Does your company have an internal contract management system, which oversees matters such as payment due dates, termination dates & compliant archiving?

Example: Does your company have these & regularly trains employees on relevant compliance matters?

Example: Does your company provide for the opportunity for internal & external stakeholders to anonymously & securely report compliance transgressions?

Example: Does your company have Directors & Officers (D&O) Insurance?

Example: Does your company carry out suppliers & business partner pre-engagement due diligence?

Example: Are the publicly available sanctions lists monitored regularly?

Example: Does your company check & track the transfer of large sums?

Example: Are there internal policies & guidelines pertaining to the granting & receipt of gifts & invitations?

Example: Is management aware of the prohibitions pertaining to market sharing and territorial agreements with competitors?

* In all matters of law and tax we consult in cooperation with our approved pool of tax consultants and lawyers – if needed.

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Global Compliance Management

You are searching for a tried and trusted partner to not only meet the requirements and demands of your stakeholders, but to exceed them? You want to learn more about global compliance management and our approach to it?
Then take a look at our area of expertise: Global Compliance Management.

Audit findings are easy to come up with, successful change from a finding is true internal audit value.

– Michael Piazza

Contact us for a free first consultation

Tel: +49 911 / 47 75 87 – 0
Mail: hq@valvisio.ag

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